Renaissance Regulatory Services, Inc. helps clients with unique compliance and operational challenges that arise.
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Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period
Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period When Annually on the 1st of March All day Recent Sat, Mar 1, 2025, all day Sun, Mar 1,…
Annual Reports Due
SEC-required filing of financial statements and required schedules and reports. Prepared based on broker-dealer's fiscal year. FINRA Category: Regulatory…
Annual Reports Due
SEC-required filing of financial statements and required schedules and reports. Prepared based on broker-dealer's fiscal year. FINRA Category: Regulatory…
First Day to File Form G-37 for Quarter Ending March 31
First Day to File Form G-37 for Quarter Ending March 31 When Annually on the 1st of April All day Recent Tue, Apr 1, 2025, all day Wed, Apr 1, 2026, all day…
Last Day to File Form G-37 for Quarter Ending March 31
Last Day to File Form G-37 for Quarter Ending March 31 When Annually on the 30th of April All day Recent Wed, Apr 30, 2025, all day Thu, Apr 30, 2026, all day…
Rule A-11 Annual Municipal Advisor Fee Due
Rule A-11 Annual Municipal Advisor Fee Due When Annually on the 30th of April All day Recent Wed, Apr 30, 2025, all day Thu, Apr 30, 2026, all day Upcoming…
529 Underwriting Assessment Invoiced
529 Underwriting Assessment Invoiced When Annually on the 1st of May All day Recent Thu, May 1, 2025, all day Fri, May 1, 2026, all day Upcoming Sat, May 1,…
Last Day to Submit Payments for 529 Underwriting Assessment
Last Day to Submit Payments for 529 Underwriting Assessment When Annually on the 31st of May All day Recent Sat, May 31, 2025, all day Sun, May 31, 2026, all…